Global Securities Firms Regulatory Inquiry App
Regulated
Fidelity
United StatesCustody Scale CLicense Level AA8.72Score
Users50M
8.72Score
Regulated
Charles Schwab
United StatesCustody Scale CLicense Level AA8.55Score
Users28M
8.55Score
Regulated
J.P. Morgan Wealth Management
United StatesCustody Scale CLicense Level AA8.11Score
8.11Score
Regulated
Wells Fargo Advisors
United StatesCustody Scale ALicense Level AA9.09Score
Custody assets$1.88TUsers34.2MAssets per account$20,000Monthly Active Users(MAU)7M
9.09Score
4
Regulated
Ameriprise Financial
United StatesCustody Scale CLicense Level AA8.01Score
8.01Score
5
Regulated
BOCI
China Hong Kong Custody Scale ALicense Level AAAA8.87Score
Custody assets$578.4BUsers2.15BAssets per account$10,000Monthly Active Users(MAU)1.2M
8.87Score
6
Regulated
HSBC
United KingdomCustody Scale CLicense Level AA9.05Score
Users39M
9.05Score
7
Regulated
China Galaxy Securities
ChinaCustody Scale CLicense Level AAAA7.42Score
Users1.4B
7.42Score
8
Regulated
Mirae Asset
South KoreaCustody Scale CLicense Level AA8.55Score
8.55Score
9
Regulated
NOMURA
JapanCustody Scale CLicense Level AAAA7.90Score
Users5.35M
7.90Score
10
Regulated
Marcus by Goldman Sachs
United StatesCustody Scale CLicense Level AAAA8.23Score
Users13M
8.23Score
11
Regulated
みずほ証券
JapanCustody Scale CLicense Level AAAA8.07Score
Users1.69M
8.07Score
12
Regulated
Interactive Brokers
United StatesCustody Scale ALicense Level AAAA9.37Score
Custody assets$115.1BUsers2.52MAssets per account$223,000Monthly Active Users(MAU)2M
9.37Score
13
Regulated
Jane Street
United StatesCustody Scale CLicense Level AAAA8.58Score
8.58Score
14
Regulated
Harvest Global Investments
China Hong Kong Custody Scale CLicense Level AAAA7.20Score
Users160M
7.20Score
15
Regulated
Zhongtai International
China Hong Kong Custody Scale CLicense Level AAAA8.31Score
Users8.3MMonthly Active Users(MAU)4.99M
8.31Score
16
Regulated
Barclays
United KingdomCustody Scale ALicense Level AAAA9.05Score
Custody assets$135.19BUsers48M
9.05Score
17
Regulated
Saxo
DenmarkCustody Scale CLicense Level AAAA8.54Score
Users876,000Assets per account$11,000Monthly Active Users(MAU)1M
8.54Score
18
Regulated
CMS
China Hong Kong Custody Scale CLicense Level AAAA8.50Score
8.50Score
19
Regulated
AJ Bell
United KingdomCustody Scale CLicense Level AAAA8.76Score
Users491,000
8.76Score
20
Regulated
Robinhood
United StatesCustody Scale ALicense Level AA8.21Score
Custody assets$74.7BUsers22.9MAssets per account$240Monthly Active Users(MAU)1.2M
8.21Score
21
Regulated
Moomoo
China Hong Kong Custody Scale ALicense Level AA9.08Score
Custody assets$60.52BUsers20.02MAssets per account$36,400Monthly Active Users(MAU)1.53M
9.08Score
22
Regulated
Monex
JapanCustody Scale CLicense Level AAAA8.13Score
Users2.22M
8.13Score
23
Regulated
Panin Sekuritas
IndonesiaCustody Scale CLicense Level A5.28Score
Users73,230
5.28Score
24
Regulated
WealthFront
United StatesCustody Scale ALicense Level AAAA8.42Score
Custody assets$31BUsers700,000Assets per account$91,000Monthly Active Users(MAU)469,000
8.42Score
25
Regulated
Betterment
United StatesCustody Scale CLicense Level AA8.11Score
Users800,000
8.11Score
26
Regulated
PhillipCapital
SingaporeCustody Scale ALicense Level AAAA8.80Score
Custody assets$35BUsers1.2MAssets per account$4,000Monthly Active Users(MAU)1M
8.80Score
27
Regulated
Axos
United StatesCustody Scale CLicense Level AAAA8.20Score
8.20Score
28
Regulated
Walker Crips
United KingdomCustody Scale CLicense Level AAAA7.61Score
7.61Score
29
Regulated
SoFi
China Hong Kong Custody Scale CLicense Level AA8.59Score
Users6.9M
8.59Score
30
Regulated
Central China Securities
ChinaCustody Scale CLicense Level AAAA8.17Score
Users2M
8.17Score
31
Regulated
Webull
United StatesCustody Scale ALicense Level AAAA9.27Score
Custody assets$28BUsers13MAssets per account$4,000Monthly Active Users(MAU)2.69M
9.27Score
32
Regulated
FundsIndia
IndiaCustody Scale CLicense Level A6.32Score
Users2.5M
6.32Score
33
Regulated
FSMOne
MalaysiaCustody Scale CLicense Level AAAA7.48Score
7.48Score
34
Regulated
TradeStation
United StatesCustody Scale CLicense Level AA8.33Score
Users220,000
8.33Score
35
Regulated
Swissquote
SwitzerlandCustody Scale CLicense Level AAA6.97Score
Users520,000
6.97Score
36
Regulated
Ravenscroft
United KingdomCustody Scale CLicense Level AAAA7.41Score
7.41Score
37
Regulated
eToro
AustraliaCustody Scale CLicense Level AA8.37Score
Users34.3MAssets per account$1,000Monthly Active Users(MAU)2.8M
8.37Score
38
Regulated
M1
United StatesCustody Scale CLicense Level AA8.11Score
Users1M
8.11Score
39
Over-Operation
Acorns
United StatesCustody Scale BLicense Level AAAA6.12Score
Custody assets$6.3BUsers6.58MAssets per account$1,338
6.12Score
40
Regulated
Tiger Brokers
United StatesCustody Scale ALicense Level AA8.99Score
Custody assets$18.9BUsers2MAssets per account$2,000Monthly Active Users(MAU)1.5M
8.99Score
41
Regulated
Firstrade
United StatesCustody Scale CLicense Level AA8.62Score
Users600,000Assets per account$7,000Monthly Active Users(MAU)300,000
8.62Score
42
Regulated
Trading 212
United KingdomCustody Scale CLicense Level AAAA8.11Score
Users2.5M
8.11Score
43
Regulated
DL Securities
China Hong Kong Custody Scale CLicense Level AAAA7.65Score
7.65Score
44
Regulated
大和証券
JapanCustody Scale ALicense Level AAAA7.75Score
Custody assets$427.56BUsers1.47M
7.75Score
45
Regulated
Long Bridge
China Hong Kong Custody Scale CLicense Level AA7.31Score
Users300,000Assets per account$2,000Monthly Active Users(MAU)100,000
7.31Score
46
Regulated
Stash
United StatesCustody Scale CLicense Level AA8.05Score
Users6M
8.05Score
47
Regulated
盛源
China Hong Kong Custody Scale CLicense Level AAAA7.43Score
Users723
7.43Score
48
Regulated
WikiStock
AngolaCustody Scale CLicense Level A6.17Score
Custody assets$2MUsers3MAssets per account$50MMonthly Active Users(MAU)100,000
6.17Score
49
Regulated
DriveWealth
United StatesCustody Scale CLicense Level AA8.93Score
Users16MMonthly Active Users(MAU)1M
8.93Score
50