Leading Securities Company Limited (“LEADING”) was established in February 2016. Our main business includes securities brokerage and asset management, and we have licenses No. 1, 4 and 9 issued by the Hong Kong Securities and Futures Commission to operate related regulated businesses.
Leading Securities Information
Leading Securities, established in 2016, is a financial firm specializing in securities brokerage and asset management. Operating under the Hong Kong Securities and Futures Commission, the company focuses on niche investments in sectors such as new energy, new materials, and better life. With headquarters in Hong Kong and branches in Shanghai and Tokyo, Leading Securities strategically positions itself to expand its market influence and client base across domestic and international financial markets.
Pros & Cons of Leading Securities
Pros
- Regulatory Oversight: Being regulated by both Japan's Financial Services Agency and Hong Kong's Securities and Futures Commission (SFC) (with license numbers No.78 and No.BAL779 respectively) ensures that Leading Securities adheres to strict standards of operation.
- Comprehensive Services: The firm provides a range of financial services including securities brokerage, asset management, and a mobile trading platform.
- Transparent Fee Structure: Leading Securities maintains a transparent fee structure, ensuring clients have clear visibility into the costs associated with their investments.
Cons
- Limited History: Established in 2016, Leading Securities is relatively young compared to more established firms in the financial industry.
- Market Volatility Risks: Specializing in new energy, new materials, and better life sectors, which are often associated with higher market volatility, may expose clients to increased investment risks.
Leading Securities Safe？
- Regulatory Sight: Leading Securities is regulated by the Japan Financial Services Agency (No.78) and the China Hong Kong Securities and Futures Commission (No.BAL779), holding securities trading licenses in each authority. This regulatory oversight provides a level of accountability and investor protection for traders and investors.
- User Feedback: Users should check the reviews and feedback from other clients to gain a more comprehensive sight of the broker, or look for reviews on reputable websites and forums.
- Security Measures: So far we haven't found any information about the security measures for this broker.
What are Securities to Trade with Leading Securities？
Leading Securities offers a variety of tradable products.
These include Hong Kong and US stocks, providing clients with opportunities to invest in companies listed on major exchanges in these regions.
Initial Public Offerings (IPOs) are also available, allowing investors to participate in the launch of new shares in the market.
Additionally, the firm offers Funds, providing diversified investment portfolios managed by professionals, suitable for clients seeking exposure to various asset classes and markets.
Bonds are another option, offering fixed-income securities that provide regular interest payments and return of principal upon maturity.
Leading Securities Accounts
Leading Securities provides trading accounts tailored to meet the needs of various clients, including Individual Or Joint Accounts and Corporation/Institution Accounts.
Individualand Joint Accounts are designed for individuals or multiple individuals who wish to trade securities on their own behalf, allowing them to manage their investments independently.
On the other hand, Corporation or Institution Accounts cater to businesses or institutional entities looking to engage in securities trading, providing them with the necessary tools and support to execute trades in line with their specific financial objectives.
Leading Securities Fees Review
Leading Securities provides traders with a transparent and comprehensive fee structure.
Hong Kong Stocks
IPO Subscription Fee: Hong Kong Stocks HK$100
US stocks
Commission: 0.2% of the transaction amount (min $20) (Negotiable for manual orders)
Starting from October 1, 2019, for US stocks with a transaction price less than/equal to USD 5, the minimum fee will be calculated for every 1,000 shares traded. Assuming that the customer's US stock trading commission is set to a minimum of $20, if the transaction involves 3,388 shares of US stocks with a transaction price of $3.5, the minimum fee will be $80 (= $20*4,000/1,000 shares)
Funds
Bonds
Notes on Hong Kong stocks, US stocks, funds and bonds:
- The fees set by local exchanges or securities regulators are subject to change without prior notice;
- Manual order placement service is only available during office hours in Hong Kong. Orders placed outside office hours must be placed through online and mobile trading system platforms.
- Only currencies corresponding to the market are accepted for transactions and settlements. If necessary, foreign exchange instructions can be issued before 11:00 am on working days. Transactions can only be carried out after the exchange is completed.
- Any additional expenses or charges arising from the operation of your account will be directly deducted from your account;
- When processing payment applications/transaction instructions/currency exchange instructions, any exchange rate provided by the Company is for reference only. The actual exchange rate shall be subject to the prevailing exchange rate at the time of processing the application/instruction;
- Leading Securities reserves the right to decide on the above fees. Any changes to the above fees will be made without prior notice.
- Stocks are not traded over the counter;
- New share subscriptions only accept Hong Kong stock applications.
Shanghai-Hong Kong Connect
Commisson: 0.1% of the transaction amount (min fee: ￥5 per transaction)
Leading Securities App Review
Leading Securities offers a mobile trading platform accessible on both Android and iOS devices. This platform enables users to trade securities, access market data, and manage their investments conveniently through their smartphones or tablets. Users can execute trades swiftly and stay informed about market trends while on the go. Additionally, Leading Securities provides a software download option or QR code for easy installation of their mobile trading application.
Research & Education
Their research division conducts in-depth analyses on various sectors and individual companies, providing insights into market trends, competitive dynamics, and investment opportunities.
Customer Service
New Baiwang Securities offers three customer support channels to its clients.
- Telephone: (852) 2510 5555
- Email: cs@leading-sec.com.hk
- Fax: (852) 2510 5500
- Social Media: Wechat
- Appointment Form
- Company Address: 8/F., Prosperity Tower, 39 Queen's Road Central, Central, Hong Kong; Across Shinkawa Bldg. 5F, 1-8-8-8 Shinkawa, Chuo-ku, Tokyo 104-0033, Japan
Conclusion
In summary, Leading Securities offers a range of investment products and services under the oversight of Japan's Financial Services Agency and Hong Kong's Securities and Futures Commission. While the firm provides access to Hong Kong and US stocks, IPOs, Funds, Bonds, and participates in the Shanghai-Hong Kong Connect, potential investors should be mindful of its relatively short history since founding in 2016. Clients should also assess the inherent risks associated with investing in specialized sectors like new energy and new materials.
Q&A
Is Leading Securities regulated？
Yes. Leading Securities is regulated by the Japan Financial Services Agency and the China Hong Kong Securities and Futures Commission.
What types of investment products does Leading Securities offer？
Hong Kong and US stocks, IPOs, Funds, Bonds, etc.
What types of account does Leading Securities offer？
It offers Individual, Joint, and Corporate or Institution accounts.
Risk Warning
The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.
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