静岡東海証券

Shizuoka Tokai Securities
WikiStock Rating	⭐⭐⭐
Founded	1944
Registered Region	Japan
Regulatory Status	FSA
Product & Services	Investment trust, stock, bond, ETF, REIT
Fees	Fees for stocks, ETFs, REITs, etc.: 0.33-1.265% of contract amount plus tiered fixed rate, depending on trading volume, min 2750 yen, max 256850 yen
	Fees for convertible bonds: 0.165-1.1% of contract amount plus tiered fixed rate, depending on trading volume, etc.
Customer Service	Head office: 〒420-0031 Shizuoka City Aoi Ward Kure Fumachi 2-1-5, 5 Furaikan 6th and 7th floors
	Tel: 054-255-3330; fax: 054-254-5186; inquiry form

Shizuoka Tokai Securities Information

　　Established in 1944 with six offices across Japan, Shizuoka Tokai Securities offers a diverse range of investment products, including investment trusts, stocks, bonds, ETFs, and REITs. It provides Electronic Delivery Service and Online Inquiry Service, allowing users to check account information and download reports online instead of using paper media. Shizuoka Tokai Securities applies for the new NISA system for tax benefits and exemptions and offers transparent and tiered fee structures based on trading volume.

　　It is regulated by the Japan Financial Services Agency (FSA) under license number Director-General of the Tokai Finance Bureau (Kinsho) No. 8, maintaining high standards of integrity and credibility in its financial operations.

Pros & Cons

• Regulatory Compliance: Regulated by Japan's FSA, ensuring adherence to stringent financial standards and investor protection.
• Diverse Range of Investment Products: Shizuoka Tokai Securities offers a variety of investment options including trusts, stocks, bonds, ETFs, and REITs.
• Support for New NISA System: Enables tax-free, indefinite holding of investments with expanded investment limits, enhancing long-term savings potential.
• Established History: With a founding in 1944, it boasts a long-standing presence in the financial sector, signaling stability and experience.
Cons:
• Limited Digital Support Channels: Lacks customer support through email, live chat, or social media, inconveniencing clients seeking digital interaction.

Is It Safe？

　　Regulation:

　　Shizuoka Tokai Securities operates under the regulatory oversight of the Japan Financial Services Agency (FSA) with license no. Director-General of the Tokai Finance Bureau (Kinsho) No. 8, showcasing its dedication to maintaining the utmost standards in financial operations. This regulatory adherence underscores Shizuoka Tokai Securities's commitment to integrity and credibility in its services.



　　Safety Measures:

　　Shizuoka Tokai Securities ensures client confidentiality and regulatory compliance through rigorous privacy policies, safeguarding personal data from unauthorized access. Their robust AML policies include thorough customer verification, continuous monitoring, and reporting of suspicious activities to prevent financial crimes.

What are Securities to Trade with Shizuoka Tokai Securities？

　　Shizuoka Tokai Securities offers a diverse range of investment products tailored to meet various financial goals and preferences. These products include investment trusts, stocks, bonds, ETFs, and REITs.

　　Investment trusts provide a managed portfolio of securities, offering diversification and professional management.

　　Stocks offer ownership in companies, with potential for capital appreciation and dividends. Bonds provide fixed income and are suitable for conservative investors seeking stable returns.

　　ETFs combine the diversification of mutual funds with the trading flexibility of stocks, while REITs allow investors to gain exposure to real estate markets without directly owning properties..



Fees Review

　　Shizuoka Tokai Securities provides a detailed and transparent fee structure for trading various financial products which have been published since April, 2020.

• Fees for Stocks, ETFs, REITs, Warrants, and Warrant Certificates

Contract Amount	Basic Rate (Incl. Tax)
≤ ¥1 million	Contract Amount × 1.265%
> ¥1 million ≤ ¥3 million	Contract Amount × 0.935% + ¥3,300
> ¥3 million ≤ ¥5 million	Contract Amount × 0.825% + ¥6,600
> ¥5 million ≤ ¥10 million	Contract Amount × 0.660% + ¥14,850
> ¥10 million ≤ ¥30 million	Contract Amount × 0.550% + ¥25,850
> ¥30 million ≤ ¥50 million	Contract Amount × 0.330% + ¥91,850
> ¥50 million	¥256,850

• Minimum fee is ¥2,750 if the amount equivalent to 1.265% of the contract amount is less than ¥2,750.
• For the sale of bankrupt company shares, a fee equivalent to 90.0% of the contract amount applies if the contract amount is less than the minimum fee. If the contract amount is ¥1, the fee is ¥1.
• Fractions of shares (odd-lot trading) are calculated by prorating the fee for 1 full unit of shares.
• Fees for Convertible Bonds

Contract Amount	Basic Rate (Incl. Tax)
≤ ¥1 million	Contract Amount × 1.100%
> ¥1 million ≤ ¥5 million	Contract Amount × 0.990% + ¥1,100
> ¥5 million ≤ ¥10 million	Contract Amount × 0.770% + ¥12,100
> ¥10 million ≤ ¥30 million	Contract Amount × 0.605% + ¥28,600
> ¥30 million ≤ ¥50 million	Contract Amount × 0.440% + ¥78,100
> ¥50 million ≤ ¥100 million	Contract Amount × 0.275% + ¥160,600
> ¥100 million ≤ ¥1 billion	Contract Amount × 0.220% + ¥215,600
> ¥1 billion	Contract Amount × 0.165% + ¥765,600

• Fees for TOPIX and Nikkei 225 Futures

Contract Amount	Basic Rate (Incl. Tax)
≤ ¥100 million	Contract Amount × 0.0880%
> ¥100 million ≤ ¥300 million	Contract Amount × 0.0660% + ¥22,000
> ¥300 million ≤ ¥500 million	Contract Amount × 0.0440% + ¥88,000
> ¥500 million ≤ ¥1 billion	Contract Amount × 0.0220% + ¥198,000
> ¥1 billion	Contract Amount × 0.0110% + ¥308,000

• Fees for Nikkei 225 Options

Contract Amount	Basic Rate (Incl. Tax)
≤ ¥1 million	Contract Amount × 4.400%
> ¥1 million ≤ ¥3 million	Contract Amount × 3.300% + ¥11,000
> ¥3 million ≤ ¥5 million	Contract Amount × 2.200% + ¥44,000
> ¥5 million ≤ ¥10 million	Contract Amount × 1.650% + ¥71,500
> ¥10 million ≤ ¥30 million	Contract Amount × 1.320% + ¥104,500
> ¥30 million ≤ ¥50 million	Contract Amount × 0.990% + ¥203,500
> ¥50 million	Contract Amount × 0.660% + ¥368,500

• Minimum fee is ¥2,750.
• Fees for Foreign Stocks

Contract Amount	Basic Rate (Incl. Tax)
≤ ¥1 million	Contract Amount × 1.430%
> ¥1 million ≤ ¥3 million	Contract Amount × 1.045% + ¥3,850
> ¥3 million ≤ ¥5 million	Contract Amount × 0.880% + ¥8,800
> ¥5 million ≤ ¥10 million	Contract Amount × 0.770% + ¥14,300
> ¥10 million ≤ ¥30 million	Contract Amount × 0.605% + ¥30,800
> ¥30 million ≤ ¥50 million	Contract Amount × 0.275% + ¥129,800
> ¥50 million	Contract Amount × 0.110% + ¥212,300

• Contract amount refers to the amount converted to domestic currency, including fees and taxes incurred in the foreign financial market.
• Fees for Public and Corporate Bonds

Face Value Total	National Bonds, Government-Guaranteed Bonds, Municipal Bonds, Yen-denominated Foreign Bonds (Per ¥100 face value)	Other Bonds (Per ¥100 face value)
≤ ¥5 million	¥0.44	¥0.88
> ¥5 million ≤ ¥10 million	¥0.39	¥0.72
> ¥10 million ≤ ¥50 million	¥0.33	¥0.55
> ¥50 million ≤ ¥100 million	¥0.28	¥0.39
> ¥100 million ≤ ¥1 billion	¥0.11	¥0.22
> ¥1 billion	¥0.06	¥0.17

• Miscellaneous Fees
• Issuance Fees

Item	Standard Fee (Incl. Tax)	Remarks
Balance Certificate	¥1,100 per certificate	Excludes those related to inheritance
Customer Account Ledger	¥1,100 per account
Reissuance of Transaction Report	¥1,100 per report
Reissuance of Transaction Balance Report	¥1,100 per report
Reissuance of Specific Account Annual Transaction Report	¥1,100 per report

• Handling Fees

Item	Standard Fee (Incl. Tax)	Remarks
Request for Disclosure of Personal Information	¥550 per request
Request for Purchase of Odd-lot Shares	¥550 per stock
Application for Individual Shareholder Notification	¥550 per stock
Name Change	¥550 per stock
Request for Disclosure of Registered Subscriber Information	¥2,200 per request	Includes ¥1,650 for the Custodian

NISA System

　　Shizuoka Tokai Securities is well-prepared to support investors under the new NISA system starting in 2024. This system offers significant changes, such as tax exemption on dividends and trading gains, and an indefinite tax-free holding period. With the ability to hold listed stocks and stock investment trusts tax-free indefinitely, investors can now trade larger amounts compared to the conventional NISA, allowing for more flexible and long-term asset building.

　　The new NISA system also features an expanded tax-free investment limit, with up to ¥1.2 million for the “Tsumitate Investment Quota” and ¥2.4 million for the “Growth Investment Quota,” totaling ¥3.6 million per year.

　　Shizuoka Tokai Securities provides comprehensive support to help investors create NISA accounts and choose suitable financial products, including listed stocks, ETFs, and REITs, available only through securities firms.



Customer Service

　　Shizuoka Tokai Securities provides customer service exclusively through phone contact, FAX, and physical addresses at their head office and five branches. An inquiry form is also available for clients who prefer a callback from the company.

　　However, this approach lacks support through email, live chat, or social media, which can limit accessibility and convenience for clients who are accustomed to digital communication channels. This traditional customer service model may not meet the expectations of modern investors seeking more immediate and flexible interaction options.

• Head office: 〒420-0031 Shizuoka City, Aoi-ku, Kurefu-cho 2-1-5, 5 Furaikan 6th and 7th floors

　　TEL: 054-255-3330; fax: 054-254-5186

　　FAX: 076-432-7181

• Hamamatsu Branch: 〒430-0929, 3-7-1 Chuo, Chuo-ku, Hamamatsu-shi.

　　TEL 053-453-4191

• Kakegawa Branch: 〒436-0079, 402-1, Kakegawa, Kakegawa City.

　　TEL 0537-22-3211

• Fujieda Branch: 〒426-0061, 1-30-15, Tanuma, Fujieda-shi

　　TEL 054-636-7555

• Fuji Branch: 〒416-0954, Fuji City Honichimachi 816 Wing Building 1st Floor

　　TEL 0545-66-5555

• Numazu Branch: 〒410-0046, Umeda Building 2nd Floor, 2-29 Yoneyama-cho, Numazu City

　　TEL 055-927-1011



Conclusion

　　Shizuoka Tokai Securities, established in 1944, offers a wide range of investment products, including investment trusts, stocks, bonds, ETFs, and REITs. It supports the new NISA system, enabling tax-free and indefinite holding of investments.

　　Regulated by the Japan Financial Services Agency (FSA) under license number Director-General of the Tokai Finance Bureau (Kinsho) No. 8, Shizuoka Tokai Securities maintains high standards of integrity and credibility in its operations.

　　Despite its traditional approach to customer service, the company's regulatory compliance and extensive range of investment products make it a trusted and reliable choice for investors.

Frequently Asked Questions (FAQs)

• Is Shizuoka Tokai Securities regulated by any financial authority？
• Yes, it operates under the regulatory oversight of the Japan Financial Services Agency (FSA), with license no. Director-General of the Tokai Finance Bureau (Kinsho) No. 8.
• What types of products does Shizuoka Tokai Securities provide？
• Investment trusts, stocks, bonds, ETFs, and REITs.
• Is Shizuoka Tokai Securities suitable for beginners？
• Yes, it is suitable for beginners due to its FSA regulation and comprehensive range of investment products and transparent fee structures.
• What are the features of the new NISA system supported by Shizuoka Tokai Securities？
• The new NISA system, starting in 2024, allows for tax-free and indefinite holding of purchased listed stocks and stock investment trusts. It also features expanded tax-free investment limits, with up to ¥3.6 million per year.

Risk Warning

　　Online trading involves significant risk, and you may lose all of your invested capital. It is not suitable for all traders or investors. Please ensure that you understand the risks involved and note that the information provided in this review may be subject to change due to the constant updating of the company's services and policies.