A Visit to SBI証券in Japan - Office Found

Reason for this visit

As the main stock exchange in Japan, the Tokyo Stock Exchange (TSE) is also one of the largest stock markets in the world. The Nikkei 225 is the major stock index in Japan, covering most blue-chip companies and industries. It has significant global influence and is often seen as an indicator of the Asia-Pacific stock markets prospects. Japanese stock market boasts good liquidity, large listed companies with strong risk management capabilities, and substantial policy support. Major stock brokers include Nomura Securities, Daiwa Securities, and other large comprehensive securities companies, which provide trading and investment services in stocks and derivatives for both institutional and retail investors. In recent years, with the wave of financial technology and the rise of a new generation of investors, Japanese online securities companies and foreign brokerage firms have grown rapidly. Stock trading volume has continued to expand, and commission rates have been lowered. The Financial Services Agency (FSA) and securities regulatory authority in Japan implement strict supervision against the listed companies in the stock market, ensuring market stability and safety. At the same time, the government continues to deepen capital market reforms to attract more institutional investors around the world. To provide investors with a more comprehensive understanding of the current situation of brokers in Japan, WikiFX survey team decides to go to the country for on-site visits to local companies.

On-site visit

In this issue, the survey team went to Japan to visit broker SBI証券as planned according to its regulatory address that 1-6-1 Roppongi, Minato-ku, Tokyo.

The investigators arrived at Izumi Garden Tower at 1-6-1 Roppongi in Minato, Tokyo on December 7, 2023. The basement of the modern commercial building is directly connected to Roppongi-itchōme Station on the Tokyo Metro Namboku Line.

After accessing the building, the survey personnel found a directory in the lobby, which displays that SBI証券株式会社 and the reception area of SBI Group are situated on the 19th floor.

And then the investigation team arrived at level 19 by lift, and clearly saw the company name and logo of SBI Group. According to the receptionist working for the company, people werent permitted to visit their office without an appointment.

Through an on-side investigation, it is confirmed that SBI証券truly has a physical presence at the location.

Conclusion

The survey team went to Japan to visit broker SBI証券as scheduled, and found the companys name at its regulatory address. This indicates that the broker does have a physical business office at the place. But the actual company size of the broker is unknown due to the failure to pay an internal visit to its office. Meanwhile, investors are advised to make an informed decision following an overall consideration.

Disclaimer

The content is used for informational purpose only, and shall not be taken as a final order for making a choice.