ESAM

　　Note: The information provided in this review may be subject to change due to the constant updating of the company's services and policies. In addition, the date on which this review was generated may also be an important factor to consider, as information may have changed since then. Therefore, readers are advised to always verify updated information directly with the company before making any decision or taking any action. Responsibility for the use of the information provided in this review rests solely with the reader.

　　In this review, if there is a conflict between the image and the text content, the text content should prevail. However, we recommend that you open the official website for further consultation.

ESAM
WikiStock Rating	⭐⭐⭐
Brokerage commissions	Transaction Amount (Min. HK$80) Negotiable
	Telephone Trading: Min. HK$80 NegotiableOnline Trading: Min. HK$80
	Negotiable (Excludes special service charges: e.g. manual trading or transfer of shares by Bought & Sold Note, etc.)
Government Stamp Duty	0.1% (rounded up to the nearest dollar)
Transaction levy	0.0027% of transaction amount
FRC Transaction Levy	0.00015% of transaction amount (rounded up to the nearest cent)
Transaction fees	0.00565% of transaction amount
Central Clearing Fee	0.01% of transaction amount (minimum HK$3) (maximum HK$300)
Share Custody Fee	Waiver (The waiver is applicable to clients with less than 5,000 lots of Hong Kong stocks.) Customers without exemption: HK$0.012 per board lot per month. Share custody fee is collected on behalf of CCASS)
App/Platform	ESAM's online trading platform
Promotions	Unavailable

What is ESAM？

　　ESAM, or Emperio Securities & Asset Management, is a regulated financial services firm dedicated to facilitating investment opportunities and managing assets for its clients. Based in Hong Kong, ESAM specializes in several key areas, including start-up investment where it supports promising ventures in Hong Kong and the Mainland, contributing actively to the growth of the new economy. The firm also excels in wealth and asset management, leveraging its expertise to navigate volatile financial markets and achieve sustainable asset appreciation.

Pros & Cons

　　Regulated by SFC: ESAM is regulated by the Securities and Futures Commission (SFC) with license No. BIB127, ensuring adherence to stringent standards for investor protection.

　　Diverse Service Offerings: ESAM offers a comprehensive range of services including start-up investment facilitation, wealth and asset management, and specialized advisory services.

　　Transparent Fee Structure: The fee structure is designed for transparency and flexibility, with detailed breakdowns of charges such as brokerage commissions and government stamp duty.

　　Research and Education: ESAM provides robust research and education services, offering timely market insights and expert analysis to help clients make informed investment decisions.

　　Comprehensive Customer Support: A comprehensive customer support network is available, including phone, email, fax, and address.

　　Limited Platform Information: Specific details about ESAM's trading platform (features, usability, etc.) are not explicitly mentioned.

　　Custody Fees for Some Clients: Clients holding more than 5,000 lots of Hong Kong stocks are subject to custody fees, which could add to overall costs depending on portfolio size.

　　No Promotions Available: The absence of promotions or incentives for new clients can make the brokerage less attractive compared to competitors who offer bonuses or reduced fees as part of promotional campaigns.

Is ESAM Safe？

　　ESAM is regulated by the oversight of the oversight of the Securities and Futures Commission (SFC), holding license No. BIB127. This regulatory framework ensures that the company adheres to stringent standards designed to protect investors and maintain the integrity of the financial market. By adhering to the regulations, ESAM ensures that its operations are conducted with the utmost professionalism and accountability, instilling confidence in its clients and stakeholders.

What are Securities to Trade with ESAM？

　　ESAM offers a diverse range of services for its clients.

　　Primarily focused on start-up investment, ESAM facilitates capital introduction to promising start-ups in Hong Kong and the Mainland, actively contributing to the advancement of the new economy.

　　Complementing this initiative, the company excels in wealth and asset management, meticulously managing client assets to identify and capitalize on lucrative investment opportunities amidst volatile financial markets.

　　In addition to stock trading and asset management, ESAM provides specialized advisory services, delivering expert guidance on asset management strategies tailored to meet the unique needs of individual and commercial clients alike.

ESAM Fees Review

　　ESAM's fee structure is designed to offer transparency and flexibility for investors.

　　For brokerage commissions, transactions incur a fee based on a percentage of the transaction amount, with a minimum charge of HK$80, negotiable depending on the service. Telephone trading carries a similar structure, while online trading features a commission rate also negotiable with a minimum charge of HK$80.

　　Additional charges include government stamp duty at 0.1% rounded up to the nearest dollar, and transaction levies consisting of 0.0027% of the transaction amount and FRC transaction levy at 0.00015% rounded up to the nearest cent.

　　There's also a transaction fee of 0.00565% and a Central Clearing Fee of 0.01% (minimum HK$3, maximum HK$300). ESAM waives share custody fees for clients holding fewer than 5,000 lots of Hong Kong stocks, with others charged HK$0.012 per board lot per month, collected on behalf of CCASS.

　　Other service charges can be found on their official websiteor the attached screenshot.

ESAM Platform Review

　　To access specific details about ESAM's online trading platform, logging in is required.

Research & Education

　　ESAM excels in providing comprehensive research and education services to its clients. With a focus on Investment & Research, ESAM delivers timely stock market news, the latest developments, real-time analysis, and in-depth research reports. Their expertise extends to expert commentary from industry specialists, ensuring clients receive valuable insights to navigate the complexities of financial markets effectively and make informed investment decisions.

Customer Service

　　ESAM provides a comprehensive and accessible customer support network. Their support team can be reached through different channels for ultimate convenience.

• 　　Address: 28th Floor, Baccarat Centre, 180 Electric Road, North Point, Hong Kong

• 　　Phone: (852) 2190-7330

• 　　Fax: (852) 2190-7373

• 　　Email: cs@emperiosecurities.com

Conclusion

　　In conclusion, ESAM emerges as a robust financial services provider with a strong regulatory backing from SFC, ensuring adherence to stringent standards for investor protection. The firm offers a comprehensive suite of services and extensive research and education resources.

　　However, the lack of detailed information of trading platform specifics can hinder a trader's decision-making process. Now, the ball's in your court when it comes to choosing whether to go with this broker or explore other options. Hopefully, this review has shed some light on your decision-making process.

FAQs

　　Is ESAM suitable for beginners？

　　ESAM is not the best choice for beginners in investing due to its complex fee structure with negotiable brokerage commissions and various charges like government stamp duty and transaction levies.

　　Is ESAM legit？

　　Yes, ESAM is regulated by SFC.

　　What services does ESAM offer？

　　Start-up investment facilitation, wealth and asset management, specialized advisory services, and stock trading.

Risk Warning

　　The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.