国泰君安

Guotai Junan Securities
WikiStock Rating	⭐⭐⭐
Founded	1999
Registered Region	China
Regulatory Status	CSRC
Products & Services	Wealth Management, Investment Banking, Institutional and Trading Business, Credit Business, Investment Management, Futures Business, Global Business
Fees (Asset Management)	Subscription Registration and Settlement Fees: 0.004-0.01% of subscription amount, cap 300,000 RMB per fund
	Promotion Participation Settlement Fees: 0.005-0.01% of subscription amount, cap 300,000 RMB per fund
	Monthly Service Fees: 0.00004-0.0001% of subscription amount, cap 300,000 RMB per fund
App/Platform	Guotai Junan Junhong, Guotai Junan Daohe etc.
Customer Service	Headquarter: Room 3A, 12A, 12C-I, 13A-I, 369 Jiangsu Road, Changning District, Shanghai
	Tel: +86 400-8888-66695521, +86 21 3867-6666
	Email: website@gtjas.com
	Contact form, live chat (8:00 - 24:00), social media

Guotai Junan Securities Information

　　Guotai Junan Securities Co., Ltd., established on August 18th, 1999, through the merger and capital infusion of former Guotai Securities and former Junan Securities, both founded in 1992, stands as one of China's oldest and most comprehensive securities firms.

　　Regulated by the China Securities Regulatory Commission (CSRC), it operates six domestic subsidiaries, 37 branches, 345 securities exchanges, 18 futures branches, and 7 futures exchanges nationwide. Additionally, it directly holds Guotai Junan Financial Holdings Ltd in Hong Kong and indirectly holds Guotai Junan International.

　　The company offers a wide array of financial services, including Wealth Management, Investment Banking, Institutional and Trading Business, Credit Business, Investment Management, Futures Business, and Global Business.

Pros & Cons

• Regulated and Secure: Regulated by the China Securities Regulatory Commission (CSRC), ensuring adherence to financial regulations and offering a sense of security to clients.
• Comprehensive Financial Services: Offers a wide range of financial services including wealth management, investment banking, institutional trading, and more.
• Established Reputation: Being one of China's oldest and comprehensive securities firms, it has a strong reputation and history in the financial industry.
• Wide Range of Integrated Platform: Provides a wide range of integrated platforms and tools for various financial needs, which can be convenient for clients looking for diverse investment options.
• Global Reach: Through subsidiaries and international operations, it offers global investment opportunities, satisfying the needs of both domestic and international clients.
Cons:
• Complexity for Beginners: Though there's educaitonal resources specially for beginners, the breadth and depth of its services can still be overwhelming for beginners or those unfamiliar with financial markets.

Is It Safe？

　　Regulation:

　　Guotai Junan Securities operates under the regulatory oversight of the China Securities Regulatory Commission (CSRC), showcasing its dedication to maintaining the utmost standards in financial operations. This regulatory adherence underscores Guotai Junan Securities's commitment to integrity and credibility in its services.



　　Safety Measures:

　　Guotai Junan Securities prioritizes compliance and risk management as key components of its core competitiveness.

　　They implements a robust three-line defense system: business units, compliance & risk control, and internal auditing.

　　Rated AA level of A class for 15 consecutive years, they leverage advanced risk management tools and IT systems to monitor and manage market, credit, operational, liquidity, and reputation risks. Their comprehensive compliance culture and systematic risk control mechanisms ensure the company's high-quality development and value creation.

What are the Securities to Trade with Guotai Junan Securities？

　　Guotai Junan Securities offers a comprehensive suite of financial services across several key categories.

　　In Wealth Management, they provide integrated services including securities brokerage, financial products, investment consultation, and digital finance, all designed to meet the full-cycle wealth management needs of clients.



　　Their Investment Banking services offer equity and bond issuance, enterprise reconstruction, M&A, corporate governance, and strategic development consultation, catering to the growth needs of enterprise and institutional clients.



　　The Institutional and Trading Business segment provides tailored solutions for professional institutional clients, including sovereign wealth funds and mutual funds.



　　Their Credit Business includes securities margin trading, pledges, and lending, supported by strong capital and securities sourcing capabilities.



　　Investment Management focuses on asset and fund management services through subsidiaries, promoting wealth preservation and appreciation through its subsidiaries.



　　The Futures Business, through its subsidiary GTJA Futures, offers futures brokerage, futures investment consultation, asset management, risk management services and other futures/derivatives integrated trade services, being a prominent player in the Chinese futures market.



　　Finally, their Global Business connects Chinese and global enterprises with capital markets, offering brokerage, wealth management, asset management, securities margin trade, corporate financing, and financial products through their international subsidiaries.



Fees Review

　　Guotai Junan Securities provides a comprehensive fee structure. For example, for asset management, there are product registration and settlement services fees. The fees are detailed for various securities, including funds and asset management plans.

　　For funds, subscription registration and settlement fees are calculated based on the subscription amount, with specific caps and adjustments depending on the number of funds managed within the company's TA system. Monthly service fees are also applied based on the average daily scale of funds, with waivers and reduced rates for funds exceeding specific counts.

　　Additional fees include promotion participation settlement fees for collective asset management plans, asset custody service fees, electronic contract service fees, account opening fees, and pledge registration fees.

　　For detailed fee structures applicable to securities registration and settlement services in Beijing, Shenzhen, and Shanghai markets, traders are encouraged to visit the company's website or contact Guotai Junan Securities directly.

• Subscription Registration and Settlement Fees

Securities Type	Fee Standard	Fee Cap	Conditions
Fund	0.01% of subscription amount	300,000 RMB per fund	For over five funds: 0.005%, cap 150,000 RMB
Fund (20+ funds)	0.005% of subscription amount	150,000 RMB per fund	For over 40 funds: 0.004%, cap 120,000 RMB
Fund Failure	No charge	-
Closed-end to Open-end Funds	No charge	-
Custodian Fund	No charge	-

• Promotion Participation Settlement Fees

Asset Management Plan	Fee Standard	Fee Cap	Conditions
Collective Asset Management Plan	0.01% of participation amount	300,000 RMB per code	For over five codes: 0.005%, cap 150,000 RMB
Plan Failure	No charge	-
Custodian Plan	No charge	-

• Monthly Service Fees

Securities Type	Fee Standard	Fee Cap	Conditions
Fund	0.0001% of daily average scale	300,000 RMB per fund annually	For over five funds: 0.00005%, cap 150,000 RMB
Fund (20+ funds)	0.00005% of daily average scale	150,000 RMB per fund annually	For over 40 funds: 0.00004%, cap 120,000 RMB
Hong Kong Mutual Funds	0.0001% of daily average scale	300,000 RMB per fund annually	For over five funds: 0.00005%, cap 150,000 RMB

• Other Fees

Service	Fee Standard	Fee Cap	Conditions
Asset Custody Service Fee	As per product agreement	-
Electronic Contract Service Fee	Based on the number of contracts signed	2,000 RMB per code annually	Charged from the contract upload year
Account Opening Fee	Free for open-end fund accounts	-
Pledge Registration Fee	Standard market fees apply	-

App Review

　　Guotai Junan Securities offers a comprehensive suite of digital platforms.

　　Their mobile app, “Guotai Junan Junhong,” provides extensive wealth management services with features like real-time market updates, personalized investment recommendations, and 24/7 economic news coverage.

　　For institutional clients, “Guotai Junan Daohe” offers integrated services for fund management, securities lending, and options trading, supported by advanced analytics and trading tools.

　　The company also provides a variety of other apps tailored for different customer segments and products.



Research & Education

　　Guotai Junan Securities emphasizes comprehensive educational and research resources aimed at enriching investor knowledge and fostering informed decision-making.

　　Their “Beginner's Classroom” offers insights into market dynamics and investment strategies, catering to novice investors seeking guidance on topics such as timing for selling the CSI 1000 Index and emerging industry trends.

　　The company's research initiatives cover a wide spectrum of industry news, including updates on stock exchange revisions and new index releases, like the SSE Dividend Series and the STAR Market Growth Index, which are pivotal for understanding market movements.

　　Their commitment to education extends to basical concepts like the metaverse and technical indicators such as moving averages, Bollinger Bands, and stochastic indicators, ensuring clients are equipped with the latest market insights.



Customer Service

　　With its headquarters locates at Room 3A, 12A, 12C-I, 13A-I, 369 Jiangsu Road, Changning District, Shanghai, Guotai Junan Securities provides robust customer service channels to support its clients effectively.

　　They offer direct contact via phone with dedicated lines like +86 400-8888-666 and +86 21 3867-6666 for inquiries and support.

　　Additionally, clients can engage through email at website@gtjas.com and utilize a convenient contact us form available on their website.

　　For immediate assistance, live chat services are accessible from 8:00 to 24:00. The company also maintains an active presence on various social media platforms including WeChat, Sina Blog, Toutiao,TikTok and Zhihu, enhancing accessibility and communication with their clientele.

　　For further support, Guotai Junan Securities provides a comprehensive help centerwith FAQs covering account management, business inquiries, and product details, enhancing accessibility and support for their clientele.



Conclusion

　　Guotai Junan Securities is a cornerstone of China's financial sector, formed through the merger of Guotai Securities and Junan Securities in 1999. Regulated by the China Securities Regulatory Commission (CSRC), it boasts a vast network of subsidiaries, branches, and exchanges nationwide.

　　Offering a comprehensive range of services including wealth management, investment banking, institutional trading, and global business, Guotai Junan excels in providing robust financial solutions.

　　With a strong commitment to client education as well through platforms like “Beginner's Classroom” and extensive research capabilities, it remains a trusted partner in the financial industry, which is is recommended for those seeking reliable and comprehensive financial services in China.

Frequently Asked Questions (FAQs)

• Is Guotai Junan Securities regulated by any financial authority？

　　Yes, it is regulated by the China Securities Regulatory Commission (CSRC) .

• What types of products and services does Guotai Junan Securities provide？

　　Wealth management, investment banking, institutional trading, credit services, investment management, futures trading, and global business solutions.

• Is Guotai Junan Securities suitable for beginners？

　　No, though Guotai Junan Securities' is well regulated by CSRC and provides educational resources such as the “Beginners' Classroom,” designed to equip newcomers with essential knowledge and insights, their wide breath of services requires deeper understanding of financial investment and can still be overwhelming to beginners.

• What educational resources does Guotai Junan Securities provide？

　　Guotai Junan offers educational resources through platforms like Beginner's Classroom, providing insights into financial markets, investment strategies, and industry trends to empower investors.

• How can I find information about Guotai Junan Securities' branch offices？

　　For details about branch offices and subsidiaries, visit their official website's branch locator tool at https://www.gtja.com/content/branch.html. Input the city name to find specific office locations and contact information.

Risk Warning

　　Online trading involves significant risk, and you may lose all of your invested capital. It is not suitable for all traders or investors. Please ensure that you understand the risks involved and note that the information provided in this review may be subject to change due to the constant updating of the company's services and policies.