国联证券

Guolian Securities
WikiStocks Rating	⭐⭐⭐
Fees	No more than 0.3% of Trading Amount
Interests on uninvested cash	N/A
Margin Interest Rates	10.35%
Mutual Funds Offered	Yes
Platform/APP	Guolian Zunbao PC version,Guolian Securities All-in-One Edition 2.0.etc
Promotion	N/A

Guolian Securities Information

　　Guolian Securities is a versatile financial services provider, offering securities brokerage, margin trading, asset management, and fund advisory services. Notable for its platforms like Guolian Zunbao PC version and All-in-One Edition 2.0, it supports a variety of investment strategies with a margin interest rate of 10.35%.

　　However, the lack of detailed fees and promotional information will be a drawback for those seeking transparent trading conditions.

Pros & Cons

　　Pros:

　　Guolian Securities offers a wide range of services, including brokerage, margin trading, asset management, and fund advisory. The firm provides advanced trading platforms like Guolian Zunbao and All-in-One Edition 2.0, supporting various investment strategies. Being regulated by the CSRC ensures compliance with strict regulatory standards, enhancing safety and credibility. The company also employs strong security measures, including encryption technologies and two-factor authentication.

　　Cons:

　　The lack of specific fees and promotional information may be a drawback for clients seeking transparency. Additionally, Guolian Securities charges a high margin interest rate of 10.35%, which may be considered steep compared to other brokerage firms.

Is Guolian Securities Safe？

• 　　Regulations:

　　Guolian Securities is regulated by the China Securities Regulatory Commission (CSRC), a ministerial-level institution under the State Council of China. The CSRC is responsible for enforcing laws and regulations that maintain order in the securities and futures markets, ensuring the legal and orderly operation of the capital market. This regulatory oversight significantly enhances the credibility and safety of investing with Guolian Securities.



• 　　Funds Safety:

　　Guolian Securities adheres strictly to Anti-Money Laundering (AML) regulations to ensure the safety of client funds. The firm conducts thorough compliance checks and implements restrictions on third-party deposits and withdrawals, which helps safeguard client investments against unauthorized access and financial fraud.

• 　　Safety Measures:

　　The company employs industry-standard encryption technologies to protect clients' account information and financial transactions. Additionally, Guolian Securities uses safety measures such as two-factor authentication (2FA), verification of deposit and withdrawal transactions to ensure their legitimacy, and maintains the right to reject any suspicious transactions, enhancing the overall security of client assets.

What are securities to trade with Guolian Securities？

　　With Guolian Securities, clients have access to a broad spectrum of securities, providing ample opportunities to diversify portfolios and tailor investment strategies to individual financial goals:

• 　　Stocks: Trading stocks involves buying shares of public companies listed on various global stock exchanges. This allows investors to gain partial ownership of these companies, benefiting from dividends and potential capital gains if the stock price increases. Guolian Securities provides access to major markets, enabling clients to invest in a wide range of industries and sectors.

• 　　Bonds: Bonds are debt instruments issued by governments or corporations to raise funds for projects or operational purposes. By purchasing bonds, investors effectively lend money to the issuer in exchange for periodic interest payments and the return of the bond's face value at maturity. Bonds are typically considered a safer investment compared to stocks, offering a stable income stream and lower volatility.

• 　　Mutual Funds: Mutual funds are investment programs funded by shareholders that trade in diversified portfolios managed by professionals. Investors in mutual funds benefit from diversification, which can help reduce risk by spreading investments across various asset types and sectors. Mutual funds are suitable for those who prefer letting expert managers handle investment decisions.

• 　　Options: Options are financial derivatives that provide the holder the right to buy or sell an underlying asset at a predetermined price before a specified expiration date. Options can be used for hedging against price fluctuations, speculating on market movements, or enhancing portfolio income. Trading options requires a good understanding of various strategies and risks involved.



• 　　Private Trusts: Private trusts involve pooling money from several investors to purchase securities managed by professional fund managers. These trusts offer investors the chance to participate in markets or assets that might be out of reach individually, with the added advantage of professional management and the potential for higher returns through strategic asset allocation.



• 　　Equity Incentives: Equity incentives include programs like stock options or stock purchase plans, primarily offered to company employees as part of compensation. These incentives aim to align employees‘ interests with the goals of the shareholders by providing an opportunity to benefit from the company’s success through equity ownership.



Guolian Securities Fees Review

　　Guolian provides complex fee structure across various trading scenarios and market operations:

　　Shanghai and Shenzhen Markets

• 　　Commission Fees: Up to 3‰ of the transaction amount, charged both ways with a minimum threshold depending on the specific security or transaction type.

• 　　Transfer Fees: For stock options and other securities, the fee is often around 0.5‰ of the face value, with variations based on transaction specifics.

• 　　Stamp Duty: Generally charged at 1‰ of the transaction value, typically collected from the seller, and may be halved under certain conditions.

• 　　Settlement Fees: Vary, but can go up to 3‰ of the transaction amount, charged both ways.

• 　　ETFs and Bonds: Specific fees for ETF transactions and bond trading often start from a low base point and can reach up to 0.2‰ of the transaction value.

　　Hong Kong Stock Connect

• 　　Commission Fees: Generally capped at 1‰ of the transaction amount.

• 　　Stamp Duty: Fixed at 1‰ of the transaction amount, charged both ways and rounded to the nearest Hong Kong dollar.

• 　　Transaction Levy and Trading Fee: Charged at rates like 0.027‰ and 0.0565‰ of the transaction amount, respectively.

• 　　Securities Settlement Fee: Ranges from a minimum of 2 HKD to a maximum of 100 HKD, charged both ways.

• 　　Annual Fees for Holding Stocks: Varies based on the market value of held stocks, with rates decreasing as the value increases, from 0.08‰ down to 0.3‰ annually.



　　Beijing Market

• 　　Commission Fees: Capped at 1.5‰ of the transaction amount, with a minimum based on regulatory and exchange fees.

• 　　Transfer Fees: Charged at 0.01‰ of the transaction amount, applied both ways.

• 　　Stamp Duty and Settlement Fees: Typically 0.01‰ for stamp duty and 0.02‰ for settlement fees, with specifics depending on the transaction type.



　　On-Exchange Options Trading

• 　　Commission for Opening and Closing Positions: Capped at 15 CNY per option, including handling and settlement fees. Selling positions may temporarily have waived fees.

• 　　Exercise Commission: Up to 15 CNY per option, including the exercise settlement fee, charged to the exercising party.



Market	Fee Type	Fee Rate
Shanghai/Shenzhen	Commission	Up to 3‰, min varies
	Transfer Fees	~0.5‰ of face value
	Stamp Duty	1‰ from seller, may be halved
	Settlement Fees	Up to 3‰, both ways
Hong Kong Stock Connect	Commission	Max 1‰ of transaction amount
	Stamp Duty	1‰, both ways, rounded to nearest HKD
	Transaction Levy	0.027‰
	Trading Fee	0.0565‰
	Securities Settlement Fee	2 HKD to 100 HKD, both ways
	Annual Fees	0.08‰ to 0.3‰, based on holding value
Beijing	Commission	Max 1.5‰, min based on fees
	Transfer Fees	0.01‰ both ways
	Stamp Duty	1‰ to seller
	Settlement Fees	0.02‰ both ways
Non-Trading Business	Account Opening Fees	Varies
	Transfer Fees	Percentage of face value
	Pledge Registration Fees	Percentage, decreases for larger amounts
Options Trading	Commission (Open/Close)	15 CNY/option, includes fees
	Exercise Commission	15 CNY/option, charged to exerciser

Guolian Securities APP Review

　　Guolian Securities offers several mobile applications tailored to meet the needs of various investors. Each app is designed with user-friendly interfaces, robust functionality, and supports a wide range of financial services.

• 　　Guolian Securities Zunbao App (Android & iOS): This app is an all-encompassing financial service platform that integrates stock account opening, trading, market data, fund management, and investment advisory services. It aims to provide a one-stop professional financial management service, making it highly suitable for individual investors who require tools on the go.



• 　　Guolian Securities Straight Flush App (Android): Developed in collaboration with Straight Flush Company, this app supports trading functions for Shanghai, Shenzhen, and Beijing markets and includes margin trading. It provides timely and effective market information and F10 services, making it a powerful tool for active traders who need immediate market data and transaction capabilities.



• 　　Guolian Securities Options App (Android & iOS): This app is a specialized platform for options trading, combining market data, strategies, and trading functions into a straightforward interface. It's beneficial for traders focused on options, offering clarity and simplicity in navigation and operations.



• 　　Guolian Securities QMT Apps (Normal and Extreme Speed versions): These apps are designed for more sophisticated traders, incorporating features like data management, strategy backtesting, and risk management. They attract professional investment institutions and high-net-worth individuals who prioritize strategy security and trading efficiency.



• 　　Investment Winner App (UST & LDP versions): Tailored for high-speed counter customers, these apps support stock trading, margin financing, options trading, and new stock subscriptions, among other services. They are ideal for investors who engage in rapid trading and require a wide range of functionalities to support their investment strategies.



Research & Education

　　Guolian Securities places a strong emphasis on investor education and research, providing specialized zones for investment learning through its platforms.

　　These include the Shanghai-Hong Kong Stock Connect Investment and Education Zone, Shenzhen-Hong Kong Stock Connect Investment and Education Zone, GEM Investment and Education Zone, Investment Advisors, and the Science and Technology Innovation Board Zone. Each zone focuses on specific markets or themes, equipping investors with targeted knowledge and insights that are crucial for informed decision-making in these areas.



　　Additionally, the company supports ongoing education through its educational materials and advisory services. This includes providing investors with financial reports and summaries that detail market conditions and investment opportunities. Guolian Securities' commitment to education is designed to enhance investor understanding and proficiency, helping them navigate complex markets and make better investment choices.



Customer Support

　　Guolian Securities Co., Ltd. offers a lot of customer support to its clients.

　　Customers can contact the company through a variety of channels including a national unified customer service hotline at 95570, with a priority number 4008885288 available for areas without local branches. Additional support can be accessed via the company's email at glsc@glsc.com.cn.

　　For more detailed inquiries or feedback, customers can also visit the company's official website at https://www.glsc.com.cn or reach out through the physical address at Guolian Financial Building, No. 8, Financial First Street, Taihu New Town, Wuxi City.



Conclusion

　　Guolian Securities Co., Ltd. stands out as a financial services provider, rooted in Wuxi City and extending its reach across China. Specializing in securities brokerage, asset management, and wealth advisory, Guolian Securities is backed by a solid reputation for regulatory compliance and market expertise.

　　The firm offers a wide array of investment options, supported by educational initiatives and cutting-edge trading platforms, making it a reliable choice for both new and seasoned investors seeking to navigate the complexities of the financial markets.

FAQs

• 　　What is Guolian Securities？

　　Guolian Securities is a well-established financial services provider in China, offering diverse services including securities brokerage, asset management, and various wealth management solutions, regulated under the China Securities Regulatory Commission.

• 　　Is Guolian Securities safe to trade with？

　　Yes, Guolian Securities is safe to trade with as it adheres strictly to the regulations set by the China Securities Regulatory Commission (CSRC), employing robust security measures like data encryption and two-factor authentication to protect client assets and information.

• 　　What types of investments can I make with Guolian Securities？

　　With Guolian Securities, you can invest in a broad range of securities including stocks, bonds, mutual funds, private trusts, and options, along with access to innovative markets through platforms like the Science and Technology Innovation Board.

Risk Warning

　　The information provided is based on WikiStock's expert evaluation of the brokerage's website data and is subject to change. Besides, online trading entails substantial risks, potentially leading to total loss of invested funds, so comprehending associated risks before engaging is crucial.