Score
Influence
B
Influence Index NO.1
Products
10
Securities Lending Fully Paid、Margin Loans、Annuities、Bonds & Fixed Income、Futures、Investment Advisory Service、Options、Stocks、ETFs、Mutual Funds
Surpassed 50.63% brokers
Obtain 1 securities license(s)
CSRCRegulated
ChinaSecurities Trading License
Owns 2 seat(s)
China BSE
Seat No. 000116
China SZSE
Seat No. 000685
More
Company Name
国新证券股份有限公司
Abbreviation
国新证券
Platform registered country and region
Company address
Company website
https://www.crsec.com.cn/Check whenever you want
WikiStock APP
Funding Rate
8.6%
Deposit Rate
0.25%
New Stock Trading
Yes
Margin Trading
YES
Guoxin Securities | |
WikiStock Rating | ⭐⭐⭐ |
Account Minimum | N/A |
Fees | Variable |
Account Fees | N/A |
Interests on uninvested cash | N/A |
Margin Interest Rates | N/A |
Mutual Funds Offered | Yes |
App/Platform | Mobile version and Desktop version |
Promotions | Not available yet |
Guoxin Securities Co., Ltd. (Guoxin Securities), is an extensive financial services provider operating in China's securities market. Established with a strong foundation and backed by China Resources, a state-owned enterprise, the firm offers a broad range of financial products and services, including securities brokerage, investment banking, asset management, and research services.
Guoxin Securities offers several notable advantages, making it a strong choice for many investors. The broker provides a wide range of securities and financial instruments, ensuring that clients have diverse investment options. Its advanced trading platform, equipped with customizable features and mobile apps, caters to both novice and experienced traders. Additionally, Guoxin Securities excels in providing diverse research and educational resources, supporting informed investment decisions. The broker's strong regulatory oversight and robust safety measures further enhance client confidence and security.
However, Guoxin Securities does have some limitations. One notable drawback is its limited international market access compared to some global brokers, which may restrict investment opportunities for clients seeking broader market exposure. Additionally, the broker's customer service is available only during market hours, potentially inconveniencing clients who need support outside these times. These factors may affect the overall user experience for some investors.
Pros | Cons |
Wide range of securities and financial instruments | Limited international market access compared to some global brokers |
Advanced trading platform with customizable features and mobile apps | Customer service availability limited to market hours |
Extensive research and educational resources | |
Strong regulatory oversight and robust safety measures |
Regulations
Guoxin Securities is officially licensed and regulated by the China Securities Regulatory Commission (CSRC) for a wide range of business activities.
Funds Safety
Guoxin Securities adheres to stringent regulatory requirements designed to protect investor interests. Client funds are segregated from the company's operational funds, ensuring that customer assets are shielded from any financial difficulties the broker might face. Additionally, Guoxin Securities participates in the Securities Investor Protection Fund (SIPF), which provides an additional layer of security by compensating investors in the event of broker insolvency.
Safety Measures
Guoxin Securities implements diverse safety measures to safeguard client transactions and data. The broker utilizes advanced encryption technologies to secure online trading activities and personal information. Furthermore, the firm employs rigorous internal controls and audit procedures to detect and prevent any fraudulent activities. Regular compliance checks and adherence to best practices in risk management further bolster the safety of client assets.
Guoxin Securities offers a diverse range of securities for trading, catering to the varied investment needs of its clients. The broker provides access to the Shanghai and Shenzhen Stock Exchanges, enabling clients to trade in a wide array of equities, including A-shares and B-shares. Investors can also participate in the Hong Kong Stock Connect, which facilitates trading in Hong Kong-listed stocks directly from the mainland.
In addition to equities, Guoxin Securities provides opportunities to trade in other financial instruments such as bonds, mutual funds, and exchange-traded funds (ETFs). The bond market offerings include government bonds, corporate bonds, and municipal bonds, providing clients with options for fixed-income investments. Mutual funds and ETFs offer diversified investment opportunities, allowing clients to gain exposure to various asset classes and market sectors.
Derivatives trading is another significant aspect of Guoxin Securities' product portfolio. Clients can engage in futures and options trading, which includes stock index futures, commodity futures, and options on various underlying assets. These instruments enable investors to hedge risks or speculate on market movements.
Guoxin Securities also offers access to initial public offerings (IPOs) and secondary market placements. This allows clients to participate in new share listings and expand their investment opportunities. The broker's various product range ensures that clients have ample choices to tailor their investment strategies according to their risk tolerance and financial goals.
Guoxin Securities implements a detailed and structured fee system for trading various securities. For A-shares in the Shanghai and Shenzhen markets, the commission rate generally does not exceed 0.3% of the transaction value, including handling and regulatory fees but excluding transfer fees and stamp duty. Specifically, the commission for A-shares is about 0.05% of the transaction value, with additional fees such as handling (0.00341%) and regulatory fees (0.002%) applicable.
In the bond market, the fee structure is more nuanced. For standard bonds, excluding convertible bonds, the handling fee is capped at 0.0001% per transaction, with a maximum of 100 RMB per single transaction. Convertible bonds are charged a 0.004% commission, while company bonds vary slightly based on the transaction amount, often following a tiered structure. Notably, transaction fees for bond ETFs and certain types of bonds are currently waived until mid-2025.
For trading through the Hong Kong Stock Connect, fees include a commission not exceeding 0.3% of the transaction amount, alongside other standard charges like transaction fees (0.00565%) and stamp duty (0.1%). The platform usage fee and share transfer fees apply, calculated based on transaction size, ensuring extensive coverage of all costs involved in cross-border trading.
Guoxin Securities offers a state-of-the-art trading platform designed to meet the needs of both novice and experienced traders. The platform is available in multiple formats, including a downloadable desktop application, and mobile apps for iOS and Android devices.
Mobile version: The mobile trading apps offer full functionality, allowing clients to manage their portfolios, execute trades, and stay updated with market news on the go. The apps are designed with an intuitive interface, making it easy for users to navigate and trade efficiently.
Desktop version: The trading platform is equipped with a wide range of features to enhance the trading experience. These include real-time market data, advanced charting tools, and various technical indicators. Clients can customize their trading interface, set up alerts, and create watchlists to monitor preferred securities. The platform also supports multiple order types, such as limit orders, stop orders, and trailing stops, allowing for sophisticated trading strategies..
Guoxin Securities provides various research and education resources to support its clients' investment decisions. The broker's research team offers in-depth analysis and reports on various market segments, including equities, fixed income, and derivatives. These reports cover market trends, company fundamentals, and macroeconomic factors, providing valuable insights for investors.
Clients have access to daily market updates, weekly summaries, and special reports on significant market events. The research is available through the trading platform, the broker's website, and email newsletters.
The broker also offers educational materials aimed at helping clients improve their trading skills and understanding of the financial markets. These materials include online courses, video tutorials, and extensive guides on various trading strategies and financial instruments.
Guoxin Securities is committed to providing excellent customer service to its clients. The broker offers multiple channels for customer support, including phone (95390), email (95390@crsec.com.cn), and Wechat. The customer service team is available during market hours to assist with account-related inquiries, technical issues, and trading support.
Guoxin Securities emphasizes prompt and efficient resolution of client issues, ensuring a positive customer experience. The broker regularly gathers feedback from clients to improve its services and address any areas of concern.
Guoxin Securities stands out as a extensive brokerage firm in China's financial market. With a diverse range of trading products, an advanced trading platform, and robust safety measures. While it offers various trading fees and extensive research resources, some clients might find the international market access limited and the non-trading fees a minor drawback. Overall, Guoxin Securities is a strong choice for investors seeking a secure and well-rounded brokerage service.
Are my funds safe with Guoxin Securities?
Yes, Guoxin Securities segregates client funds from its own and participates in the Securities Investor Protection Fund (SIPF) for additional security.
What fees does Guoxin Securities charge for trading?
Trading fees include commissions on equities, bonds, mutual funds, and derivatives.
Does Guoxin Securities offer research and educational resources?
Yes, Guoxin Securities offers a variety of research and educational resources to help investors make informed investment decisions.
WikiStock's expert assessment of the brokerage's website data is subject to change and should not be taken as financial advice. Online trading carries substantial risks, including the potential loss of all invested capital, and it's crucial to fully understand these risks before investing.
Registered region
China
Years in Business
2-5 years
Products
Securities Lending Fully Paid、Margin Loans、Annuities、Bonds & Fixed Income、Futures、Investment Advisory Service、Options、Stocks、ETFs、Mutual Funds
Countries
Company name
Associations
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国新国证期货有限责任公司
Subsidiary
--
国新国证投资管理有限公司
Subsidiary
--
国新国证基金
Subsidiary
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